0001181431-14-020490.txt : 20140520
0001181431-14-020490.hdr.sgml : 20140520
20140520192843
ACCESSION NUMBER: 0001181431-14-020490
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140516
FILED AS OF DATE: 20140520
DATE AS OF CHANGE: 20140520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hardy Carla S.
CENTRAL INDEX KEY: 0001576961
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 14859308
MAIL ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PKWY N.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
4
1
rrd409935.xml
DISPOSITION OF 62,500 CMN SHRS IN REV. TRUST AND 47,500 COMMON SHARES IN GRAT PURSUANT TO A RULE 10B5-1 TRADING PLAN, AT AVERAGE PRICES OF $27.3545 AND $27.3531, RESPECTIVELY, DONATION OF 4,450 SHARES FROM RT AND AWARD GRANT OF 4,380 AT $27.40 PER SHARE
X0306
4
2014-05-16
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001576961
Hardy Carla S.
10603 W. SAM HOUSTON PKWY N.
SUITE 300
HOUSTON
TX
77064
1
0
0
0
Common Stock
2014-03-12
5
G
0
4450
0
D
407639
I
By Carla Schulz Hardy Revocable Trust
Common Stock
2014-05-19
4
S
0
62500
27.3545
D
345139
I
By Carla Schulz Hardy Revocable Trust
Common Stock
2014-05-19
4
S
0
47500
27.3531
D
276521
I
By Carla S. Hardy Grantor Retained Annuity Trust
Common Stock
2014-05-16
4
A
0
4380
27.40
A
11244
D
Ms. Hardy is a trustee and beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
Donation of 4,450 shares from the Revocable Trust
Disposition of 62,500 common shares in revocable trust and 47,500 common shares in grantor retained annuity trust pursuant to a Rule 10b5-1 Trading Plan, at average prices of $27.3545 and $27.3531, respectively.
Award grant of 4,380 shares at $27.40 per share which vest at next annual stockholders' meeting.
/s/Carla Schultz Hardy
2014-05-20