0001181431-14-020490.txt : 20140520 0001181431-14-020490.hdr.sgml : 20140520 20140520192843 ACCESSION NUMBER: 0001181431-14-020490 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140516 FILED AS OF DATE: 20140520 DATE AS OF CHANGE: 20140520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hardy Carla S. CENTRAL INDEX KEY: 0001576961 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 14859308 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PKWY N. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd409935.xml DISPOSITION OF 62,500 CMN SHRS IN REV. TRUST AND 47,500 COMMON SHARES IN GRAT PURSUANT TO A RULE 10B5-1 TRADING PLAN, AT AVERAGE PRICES OF $27.3545 AND $27.3531, RESPECTIVELY, DONATION OF 4,450 SHARES FROM RT AND AWARD GRANT OF 4,380 AT $27.40 PER SHARE X0306 4 2014-05-16 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001576961 Hardy Carla S. 10603 W. SAM HOUSTON PKWY N. SUITE 300 HOUSTON TX 77064 1 0 0 0 Common Stock 2014-03-12 5 G 0 4450 0 D 407639 I By Carla Schulz Hardy Revocable Trust Common Stock 2014-05-19 4 S 0 62500 27.3545 D 345139 I By Carla Schulz Hardy Revocable Trust Common Stock 2014-05-19 4 S 0 47500 27.3531 D 276521 I By Carla S. Hardy Grantor Retained Annuity Trust Common Stock 2014-05-16 4 A 0 4380 27.40 A 11244 D Ms. Hardy is a trustee and beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. Donation of 4,450 shares from the Revocable Trust Disposition of 62,500 common shares in revocable trust and 47,500 common shares in grantor retained annuity trust pursuant to a Rule 10b5-1 Trading Plan, at average prices of $27.3545 and $27.3531, respectively. Award grant of 4,380 shares at $27.40 per share which vest at next annual stockholders' meeting. /s/Carla Schultz Hardy 2014-05-20