0001181431-14-020489.txt : 20140520 0001181431-14-020489.hdr.sgml : 20140520 20140520192816 ACCESSION NUMBER: 0001181431-14-020489 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140516 FILED AS OF DATE: 20140520 DATE AS OF CHANGE: 20140520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGuire LV CENTRAL INDEX KEY: 0001499794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 14859306 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PKWY. N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd409841.xml SALE OF 7,000 SHARES ON THE OPEN MARKET AT AN AVERAGE PRICE OF $27.3302 AND AWARD GRANT OF 4,380 SHARES AT $27.40. X0306 4 2014-05-16 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001499794 McGuire LV 10603 W. SAM HOUSTON PKWY. N SUITE 300 HOUSTON TX 77064 1 0 0 0 Common Stock 2014-05-16 4 S 0 7000 27.3302 D 54248 D Common Stock 2014-05-16 4 A 0 4380 27.40 A 58628 D Stock Option 1.57 2011-08-23 2016-08-22 Common Stock 31847 31847 D Stock Option 8.29 2012-05-31 2017-05-18 Common Stock 9047 40894 D Sale of 7,000 shares on the open market at an average price of $27.3302 per share. Award Grant of 4,380 shares at $27.40 per share which vest at next annual stockholders' meeting. /s/ L.V. McGuire 2014-05-20