0001181431-14-011037.txt : 20140305 0001181431-14-011037.hdr.sgml : 20140305 20140305172611 ACCESSION NUMBER: 0001181431-14-011037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140304 FILED AS OF DATE: 20140305 DATE AS OF CHANGE: 20140305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hardy Carla S. CENTRAL INDEX KEY: 0001576961 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 14670395 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PKWY N. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd404723.xml DISPOSITION OF 25,000 SHARES IN REVOCABLE TRUST AND 20,000 SHARES IN GRANTOR RETAINED ANNUITY TRUST. X0306 4 2014-03-04 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001576961 Hardy Carla S. 10603 W. SAM HOUSTON PKWY N. SUITE 300 HOUSTON TX 77064 1 0 0 0 Common Stock 2014-03-04 4 S 0 25000 26.40 D 412089 I By Carla Schulz Hardy Revocable Trust Common Stock 2014-02-04 4 S 0 20000 26.37 D 324021 I By Carla S. Hardy Grantor Retained Annuity Trust Common Stock 6864 D Ms. Hardy is a trustee and beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. Disposition of 25,000 common shares in revocable trust and 20,000 common shares in grantor retained annuity trust in open market sales, at average prices of $26.4049 and $26.3697, respectively. /s/Carla Schultz Hardy 2014-03-05