0001181431-14-010976.txt : 20140305 0001181431-14-010976.hdr.sgml : 20140305 20140305161953 ACCESSION NUMBER: 0001181431-14-010976 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140303 FILED AS OF DATE: 20140305 DATE AS OF CHANGE: 20140305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SNIVELY JOSHUA A CENTRAL INDEX KEY: 0001548622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 14669509 MAIL ADDRESS: STREET 1: 42745 U.S. HIGHWAY 27 CITY: DAVENPORT STATE: FL ZIP: 33837 4 1 rrd404546.xml DISPOSITION OF 20,000 COMMON SHARES IN REVOCABLE TRUST AND 30,000 COMMON SHARES IN GRANTOR RETAINED ANNUITY TRUST IN OPEN MARKET SALES, AT AVERAGE PRICES OF $25.10 AND $25.11, RESPECTIVELY. X0306 4 2014-03-03 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001548622 SNIVELY JOSHUA A 10603 W. SAM HOUSTON PKWY N. SUITE 300 HOUSTON TX 77064 0 1 0 0 EVP, Chemistry Research Common Stock 13174 D Common Stock 2014-03-03 4 S 0 20000 25.10 D 105592 I By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust Common Stock 2014-03-03 4 S 0 30000 25.11 D 173934 I By Joshua A. Snively, Sr. Grantor Retained Annuity Trust Mr. Snively, Sr. is a trustee and beneficiary of the named trusts. Mr. Snively, Sr. disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein. Disposition of 20,000 common shares in revocable trust and 30,000 common shares in grantor retained annuity trust in open market sales, at average prices of $25.10 and $25.11, respectively. /S/ Joshua A. Snively, Sr. 2014-03-05