0001181431-14-007375.txt : 20140218
0001181431-14-007375.hdr.sgml : 20140217
20140218161838
ACCESSION NUMBER: 0001181431-14-007375
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140214
FILED AS OF DATE: 20140218
DATE AS OF CHANGE: 20140218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHISHOLM JOHN
CENTRAL INDEX KEY: 0001173236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 14622431
MAIL ADDRESS:
STREET 1: C/O FLOTEK INDUSTRIES, INC.
STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
4
1
rrd402755.xml
DISPOSITION OF 18,230 SHARES AT $22.14/SHARE FOR TAX OBLIGATION RELATIVE TO AWARDS VESTING ON 02/05/2014 RELATIVE TO AWARDS PREVIOUSLY GRANTED.
X0306
4
2014-02-14
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001173236
CHISHOLM JOHN
10603 W. SAM HOUSTON PARKWAY N.
SUITE 300
HOUSTON
TX
77064
1
1
0
0
Chairman, President and CEO
Common Stock
2014-02-14
4
F
0
18230
22.14
D
440531
D
Common Stock
20470
I
ProTechnics II
Stock Option
2.30
2004-12-23
2014-12-22
Common Stock
332
332
D
Stock Option
9.40
2005-12-22
2015-12-21
Common Stock
20000
20332
D
Stock Option
22.75
2009-03-28
2014-03-27
Common Stock
4628
24960
D
Stock Option
2.51
2010-02-16
2015-02-15
Common Stock
26668
51628
D
Stock Option
1.02
2010-06-22
2013-06-30
Common Stock
400000
451628
D
Stock Option
2.17
2010-12-31
2016-11-09
Common Stock
300000
751628
D
Stock Option
9.19
2011-04-08
2017-04-07
Common stock
400000
1151628
D
Disposition of 18,230 shares at $22.14/share for tax obligation relative to awards vesting on 02/05/2014 relative to awards previously granted.
/S/ John W. Chisholm
2014-02-18