0001181431-14-005801.txt : 20140207 0001181431-14-005801.hdr.sgml : 20140207 20140207165221 ACCESSION NUMBER: 0001181431-14-005801 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140205 FILED AS OF DATE: 20140207 DATE AS OF CHANGE: 20140207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REEVES STEVEN A CENTRAL INDEX KEY: 0001434793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 14585022 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON, STATE: TX ZIP: 77043 4 1 rrd401811.xml ACQUISITION OF 35,011 SHARES FROM 2013 PERFORMANCE BONUS PLANS AWARDED FEBRUARY 5, 2104 AT CLOSING PRICE OF $22.14. X0306 4 2014-02-05 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001434793 REEVES STEVEN A 10603 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX 77064 0 1 0 0 Exec. VP, Operations Common Stock 2014-02-05 4 A 0 35011 22.14 A 444943 D Common Stock 21087 I Flotek 401K Common Stock 22.75 2009-03-28 2014-03-27 Common Stock 8680 8680 D Common Stock 22.75 2009-08-09 2014-08-08 Common Stock 7724 16404 D Common Stock 2.51 2010-02-16 2015-02-15 Common Stock 40742 57146 D Common Stock 9.19 2012-04-08 2017-04-07 Common Stock 200000 257146 D Common Sotck 2.51 2013-08-07 4 X 0 40472 2.51 D 2010-02-16 2015-02-15 Common Stock 40742 216404 D Acquisition of 35,011 shares from 2013 Performance Bonus Plans awarded February 5, 2014 at closing price of $22.14. /s/ Steven A. Reeves 2014-02-07