0001181431-14-005800.txt : 20140207 0001181431-14-005800.hdr.sgml : 20140207 20140207165202 ACCESSION NUMBER: 0001181431-14-005800 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140205 FILED AS OF DATE: 20140207 DATE AS OF CHANGE: 20140207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHISHOLM JOHN CENTRAL INDEX KEY: 0001173236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 14585017 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd401809.xml ACQUISITION OF 92,316 SHARES FROM 2013 PERFORMANCE BONUS PLANS AWARDED FEBRUARY 5, 2014 AT CLOSING PRICE OF $22.14. X0306 4 2014-02-05 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001173236 CHISHOLM JOHN 10603 W. SAM HOUSTON PARKWAY N. SUITE 300 HOUSTON TX 77064 1 1 0 0 Chairman, President and CEO Common Stock 2014-02-05 4 A 0 92316 22.14 A 458761 D Common Stock 20470 I ProTechnics II Stock Option 2.30 2004-12-23 2014-12-22 Common Stock 332 332 D Stock Option 9.40 2005-12-22 2015-12-21 Common Stock 20000 20332 D Stock Option 22.75 2009-03-28 2014-03-27 Common Stock 4628 24960 D Stock Option 2.51 2010-02-16 2015-02-15 Common Stock 26668 51628 D Stock Option 1.02 2010-06-22 2013-06-30 Common Stock 400000 451628 D Stock Option 2.17 2010-12-31 2016-11-09 Common Stock 300000 751628 D Stock Option 9.19 2011-04-08 2017-04-07 Common stock 400000 1151628 D Acquisition of 92,316 shares from 2013 Performance Bonus Plans awarded February 5, 2014 at closing price of $22.14. /s/ John W. Chisholm 2014-02-07