0001181431-14-001850.txt : 20140108 0001181431-14-001850.hdr.sgml : 20140108 20140108161009 ACCESSION NUMBER: 0001181431-14-001850 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140107 FILED AS OF DATE: 20140108 DATE AS OF CHANGE: 20140108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHISHOLM JOHN CENTRAL INDEX KEY: 0001173236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 14516565 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd399389.xml DISPOSITION OF 40,000 SHARES OF FTK ON 2014-01-07 VIA SEC RULE 10B5-1 TRADING PLAN @ 19.3693 PER SHARE X0306 4 2014-01-07 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001173236 CHISHOLM JOHN 10603 W. SAM HOUSTON PARKWAY N. SUITE 300 HOUSTON TX 77064 1 1 0 0 Chairman, President and CEO Common Stock 2014-01-07 4 S 0 40000 19.3693 D 416445 D Common Stock 20470 I ProTechnics II Stock Option 2.30 2004-12-23 2014-12-22 Common Stock 332 332 D Stock Option 9.40 2005-12-22 2015-12-21 Common Stock 20000 20332 D Stock Option 22.75 2009-03-28 2014-03-27 Common Stock 4628 24960 D Stock Option 2.51 2010-02-16 2015-02-15 Common Stock 26668 51628 D Stock Option 1.02 2010-06-22 2013-06-30 Common Stock 400000 451628 D Stock Option 2.17 2010-12-31 2016-11-09 Common Stock 300000 751628 D Stock Option 9.19 2011-04-08 2017-04-07 Common stock 400000 1151628 D Disposition on Jan 07, 2014 of 40,000 shares at approximately $19.37 per share pursuant to a Rule 10b5-1 Trading Plan. /s/ John W. Chisholm 2014-01-08