0001181431-13-063347.txt : 20131218 0001181431-13-063347.hdr.sgml : 20131218 20131218141612 ACCESSION NUMBER: 0001181431-13-063347 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131216 FILED AS OF DATE: 20131218 DATE AS OF CHANGE: 20131218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hardy Carla S. CENTRAL INDEX KEY: 0001576961 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 131284820 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PKWY N. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd397762.xml DISPOSITION OF 50,000 SHARES IN REVOCABLE TRUST AND 37,500 SHARES IN GRANTOR RETAINED ANNUITY TRUST. X0306 4 2013-12-16 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001576961 Hardy Carla S. 10603 W. SAM HOUSTON PKWY N. SUITE 300 HOUSTON TX 77064 1 0 0 0 Common Stock 2013-12-16 4 S 0 50000 19.0985 D 497089 I By Carla Schulz Hardy Revocable Trust Common Stock 2013-12-16 4 G 0 10000 19.05 D 487089 I By Carla Schulz Hardy Revocable Trust Common Stock 2013-12-16 4 S 0 37500 19.0975 D 381521 I By Carla S. Hardy Grantor Retained Annuity Trust Common Stock 6864 D Ms. Hardy is a trustee and beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. Disposition of 50,000 common shares in revocable trust and 37,500 common shares in grantor retained annuity trust in open market sales, at average prices of $19.0985 and $19.0975, respectively. Also, a bonafide gift of 10,000 shares to a third party from the revocable trust. /s/Carla Schultz Hardy 2013-12-18