0001181431-13-063347.txt : 20131218
0001181431-13-063347.hdr.sgml : 20131218
20131218141612
ACCESSION NUMBER: 0001181431-13-063347
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131216
FILED AS OF DATE: 20131218
DATE AS OF CHANGE: 20131218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hardy Carla S.
CENTRAL INDEX KEY: 0001576961
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 131284820
MAIL ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PKWY N.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
4
1
rrd397762.xml
DISPOSITION OF 50,000 SHARES IN REVOCABLE TRUST AND 37,500 SHARES IN GRANTOR RETAINED ANNUITY TRUST.
X0306
4
2013-12-16
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001576961
Hardy Carla S.
10603 W. SAM HOUSTON PKWY N.
SUITE 300
HOUSTON
TX
77064
1
0
0
0
Common Stock
2013-12-16
4
S
0
50000
19.0985
D
497089
I
By Carla Schulz Hardy Revocable Trust
Common Stock
2013-12-16
4
G
0
10000
19.05
D
487089
I
By Carla Schulz Hardy Revocable Trust
Common Stock
2013-12-16
4
S
0
37500
19.0975
D
381521
I
By Carla S. Hardy Grantor Retained Annuity Trust
Common Stock
6864
D
Ms. Hardy is a trustee and beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
Disposition of 50,000 common shares in revocable trust and 37,500 common shares in grantor retained annuity trust in open market sales, at average prices of $19.0985 and $19.0975, respectively. Also, a bonafide gift of 10,000 shares to a third party from the revocable trust.
/s/Carla Schultz Hardy
2013-12-18