0001181431-13-063345.txt : 20131218
0001181431-13-063345.hdr.sgml : 20131218
20131218141259
ACCESSION NUMBER: 0001181431-13-063345
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130517
FILED AS OF DATE: 20131218
DATE AS OF CHANGE: 20131218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hardy Carla S.
CENTRAL INDEX KEY: 0001576961
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 131284812
MAIL ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PKWY N.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
3/A
1
rrd397859.xml
AMENDMENT TO INITIAL AMOUNT OF SECURITIES BENEFICALLY OWNED
X0206
3/A
2013-05-17
2013-05-17
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001576961
Hardy Carla S.
10603 W. SAM HOUSTON PKWY N.
SUITE 300
HOUSTON
TX
77064
1
0
0
0
Common Stock
547089
I
By Carla Schultz Hardy Revocable Trust
Common Stock
419021
I
By Carla S. Hardy Grantor Retained Annuity Trust
These amounts as originally reported inadvertently excluded shares that were held in escrow at the closing of the transaction that gave rise to these trusts' stock ownership. The additional shares being added to the trusts' holdings by this amendment are 41,592 for the revocable trust and 31,856 for the GRAT, respectively.
Ms. Hardy is trustee and beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
/S/Carla Schultz Hardy
2013-12-18