0001181431-13-063345.txt : 20131218 0001181431-13-063345.hdr.sgml : 20131218 20131218141259 ACCESSION NUMBER: 0001181431-13-063345 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130517 FILED AS OF DATE: 20131218 DATE AS OF CHANGE: 20131218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hardy Carla S. CENTRAL INDEX KEY: 0001576961 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 131284812 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PKWY N. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 3/A 1 rrd397859.xml AMENDMENT TO INITIAL AMOUNT OF SECURITIES BENEFICALLY OWNED X0206 3/A 2013-05-17 2013-05-17 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001576961 Hardy Carla S. 10603 W. SAM HOUSTON PKWY N. SUITE 300 HOUSTON TX 77064 1 0 0 0 Common Stock 547089 I By Carla Schultz Hardy Revocable Trust Common Stock 419021 I By Carla S. Hardy Grantor Retained Annuity Trust These amounts as originally reported inadvertently excluded shares that were held in escrow at the closing of the transaction that gave rise to these trusts' stock ownership. The additional shares being added to the trusts' holdings by this amendment are 41,592 for the revocable trust and 31,856 for the GRAT, respectively. Ms. Hardy is trustee and beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. /S/Carla Schultz Hardy 2013-12-18