0001181431-13-044526.txt : 20130813 0001181431-13-044526.hdr.sgml : 20130813 20130813215153 ACCESSION NUMBER: 0001181431-13-044526 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130807 FILED AS OF DATE: 20130813 DATE AS OF CHANGE: 20130813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REEVES STEVEN A CENTRAL INDEX KEY: 0001434793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 131034721 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON, STATE: TX ZIP: 77043 4 1 rrd388306.xml EXERCISE OF STOCK OPTIONS GRANT @$2.51 PER SHARE, PURSUANT TO PREVIOUSLY AWARDED STOCK OPTION GRANT. X0306 4 2013-08-07 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001434793 REEVES STEVEN A 10603 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX 77064 0 1 0 0 Exec. VP, Operations Common Stock 2013-08-07 4 X 0 40742 2.51 A 409932 D Common Stock 21087 I Flotek 401K Common Stock 22.75 2009-03-28 2014-03-27 Common Stock 8680 8680 D Common Stock 22.75 2009-08-09 2014-08-08 Common Stock 7724 16404 D Common Stock 2.51 2010-02-16 2015-02-15 Common Stock 40742 57146 D Common Stock 9.19 2012-04-08 2017-04-07 Common Stock 200000 257146 D Common Sotck 2.51 2013-08-07 4 X 0 40472 2.51 D 2010-02-16 2015-02-15 Common Stock 40742 216404 D Exercise of stock options at $2.51 per share pursuant to a stock option award previously granted. /s/ Steven A. Reeves 2013-08-13