0001181431-13-029524.txt : 20130521 0001181431-13-029524.hdr.sgml : 20130521 20130521190515 ACCESSION NUMBER: 0001181431-13-029524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130517 FILED AS OF DATE: 20130521 DATE AS OF CHANGE: 20130521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hern Kenneth CENTRAL INDEX KEY: 0001358660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 13863125 MAIL ADDRESS: STREET 1: 363 NORTH SAM HOUSTON PARKWAY EAST STREET 2: SUITE 630 CITY: HOUSTON STATE: TX ZIP: 77060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd380873.xml AWARD GRANT OF 6,864 SHARES @ $17.48 PER SHARE. X0306 4 2013-05-17 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001358660 Hern Kenneth 10603 W. SAM HOUSTON PKWY N SUITE 300 HOUSTON TX 77064 1 0 0 0 Common stock 2013-05-17 4 A 0 6864 17.48 A 46912 D Stock Option 1.57 2011-08-23 2016-08-22 Common Stock 31847 31847 D Stock Option 8.29 2012-05-31 2017-05-18 Common Stock 9047 40894 D Award grant of 6,864 shares @ $17.48 per share which vest at next annual stockholder meeting in 2014. /s/ Kenneth T. Hern 2013-05-21