0001181431-13-019499.txt : 20130329
0001181431-13-019499.hdr.sgml : 20130329
20130329171248
ACCESSION NUMBER: 0001181431-13-019499
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130327
FILED AS OF DATE: 20130329
DATE AS OF CHANGE: 20130329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHISHOLM JOHN
CENTRAL INDEX KEY: 0001173236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 13728289
MAIL ADDRESS:
STREET 1: C/O FLOTEK INDUSTRIES, INC.
STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
4
1
rrd375514.xml
DISPOSITION OF 5,803 SHARES AND 39,562 SHARES (45,365 TOTAL) AT $14.23 AND $14.60 PER SHARE RESPECTIVELY, FOR TAX OBLIGATIONS RELATIVE TO AWARDS VESTING AT 3/7/2013 AND 3/11/2013, RESPECTIVELY, WHICH WERE GRANTED AND REPORTED IN PRIOR PERIODS.
X0306
4
2013-03-27
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001173236
CHISHOLM JOHN
10603 W. SAM HOUSTON PARKWAY N.
SUITE 300
HOUSTON
TX
77064
1
1
0
0
President
Common Stock
2013-03-27
4
F
0
5803
14.23
D
692707
D
Common Stock
2013-03-27
4
F
0
39562
14.60
D
653145
D
Common Stock
20470
I
ProTechnics II
Stock Option
2.30
2004-12-23
2014-12-22
Common Stock
332
332
D
Stock Option
9.40
2005-12-22
2015-12-21
Common Stock
20000
20332
D
Stock Option
22.37
2008-05-18
2013-05-17
Common Stock
7800
28132
D
Stock Option
22.75
2009-03-28
2014-03-27
Common Stock
4628
32760
D
Stock Option
2.51
2010-02-16
2015-02-15
Common Stock
26668
59428
D
Stock Option
1.02
2010-06-22
2013-06-30
Common Stock
400000
459428
D
Stock Option
2.17
2010-12-31
2016-11-09
Common Stock
300000
759428
D
Stock Option
9.19
2011-04-08
2017-04-07
Common stock
400000
1159428
D
Disposition of 5,803 shares and 39,562 shares (45,365 total) at $14.23 and $14.60 per share respectively, for tax obligations relative to awards vesting at 3/7/2013 and 3/11/2013, respectively, which were granted and reported in prior periods.
/s/ John W. Chisholm
2013-03-29