0001181431-13-018657.txt : 20130325 0001181431-13-018657.hdr.sgml : 20130325 20130325202341 ACCESSION NUMBER: 0001181431-13-018657 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130321 FILED AS OF DATE: 20130325 DATE AS OF CHANGE: 20130325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REEVES STEVEN A CENTRAL INDEX KEY: 0001434793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 13715267 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON, STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd375176.xml DISPOSITION OF 2,190 AND 15,338 SHARES (17,528 TOTAL) AT $14.23 AND $14.60 PER SHARE RESPECTIVELY, FOR TAX OBLIGATIONS RELATIVE TO AWARDS VESTING AT 3/7/13 AND 3/11/13, RESPECTIVELY, WHICH WERE GRANTED AND REPORTED IN PRIOR PERIODS. X0306 4 2013-03-21 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001434793 REEVES STEVEN A 10603 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX 77064 0 1 0 0 Exec. VP & COO Common Stock 2013-03-21 4 F 0 2190 14.23 D 425738 D Common Stock 2013-03-21 4 F 0 15338 14.60 D 410400 D Common Stock 21087 I Flotek 401K Common Stock 22.75 2009-03-28 2014-03-27 Common Stock 8680 8680 D Common Stock 22.75 2009-08-09 2014-08-08 Common Stock 7724 16404 D Common Stock 2.51 2010-02-16 2015-02-15 Common Stock 40742 57146 D Common Stock 9.19 2012-04-08 2017-04-07 Common Stock 200000 257146 D Disposition of 2,190 and 15,338 shares (17,528 total) at $14.23 and $14.60 per share respectively, for tax obligations relative to awards vesting at 3/7/2013 and 3/11/2013, respectively, which were granted and reported in prior periods. /s/ Steven A. Reeves 2013-03-25