0001181431-13-017009.txt : 20130314 0001181431-13-017009.hdr.sgml : 20130314 20130314172547 ACCESSION NUMBER: 0001181431-13-017009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130313 FILED AS OF DATE: 20130314 DATE AS OF CHANGE: 20130314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REEVES STEVEN A CENTRAL INDEX KEY: 0001434793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 13691394 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON, STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd374183.xml ON MARCH 13, 2013, THE EMPLOYEE EXERCISED STOCK OPTIONS GRANTED UNDER THE 2005 LONG TERM INCENTIVE PLAN AND SIMULTANEOUSLY SURRENDED SHARES TO SATISFY RELATED TAX OBLIGATIONS. X0306 4 2013-03-13 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001434793 REEVES STEVEN A 10603 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX 77064 0 1 0 0 Exec. VP & COO Common Stock 2013-03-13 4 X 0 15348 13.805 A 442431 D Common Stock 2013-03-13 4 F 0 14503 14.61 D 427928 D Common Stock 21087 I Flotek 401K Common Stock 13.805 2008-03-13 2013-03-12 Common Stock 15348 15348 D Common Stock 22.75 2009-03-28 2014-03-27 Common Stock 8680 24028 D Common Stock 22.75 2009-08-09 2014-08-08 Common Stock 7724 31752 D Common Stock 2.51 2010-02-16 2015-02-15 Common Stock 40742 72494 D Common Stock 9.19 2012-04-08 2017-04-07 Common Stock 200000 272494 D Common Stock 13.805 2013-03-13 4 X 0 15348 14.61 D 2008-03-13 2013-03-12 Common Stock 15348 257146 D On March 13, 2013, the employee exercised stock options granted under the 2005 Long Term Incentive Plan and simultaneously surrended shares to satisfy related tax obligations. /s/ Steven A. Reeves 2013-03-14