0001181431-13-016813.txt : 20130313 0001181431-13-016813.hdr.sgml : 20130313 20130313204628 ACCESSION NUMBER: 0001181431-13-016813 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130311 FILED AS OF DATE: 20130313 DATE AS OF CHANGE: 20130313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHISHOLM JOHN CENTRAL INDEX KEY: 0001173236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 13688898 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd374112.xml ON MARCH 11, 2013, THE EMPLOYEE RECEIVED 189,488 SHARES @ $11.04 PER SHARE AS A RESULT OF SATISFYING THE PERFORMANCE CONDITIONS OF A PERFORMANCE GRANT DATED MARCH 7, 2012. X0306 4 2013-03-11 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001173236 CHISHOLM JOHN 10603 W. SAM HOUSTON PARKWAY N. SUITE 300 HOUSTON TX 77064 1 1 0 0 President Common Stock 2013-03-11 4 A 0 189488 11.04 A 698510 D Common Stock 20470 I ProTechnics II Stock Option 2.30 2004-12-23 2014-12-22 Common Stock 332 332 D Stock Option 9.40 2005-12-22 2015-12-21 Common Stock 20000 20332 D Stock Option 22.37 2008-05-18 2013-05-17 Common Stock 7800 28132 D Stock Option 22.75 2009-03-28 2014-03-27 Common Stock 4628 32760 D Stock Option 2.51 2010-02-16 2015-02-15 Common Stock 26668 59428 D Stock Option 1.02 2010-06-22 2013-06-30 Common Stock 400000 459428 D Stock Option 2.17 2010-12-31 2016-11-09 Common Stock 300000 759428 D Stock Option 9.19 2011-04-08 2017-04-07 Common stock 400000 1159428 D On March 11, 2013, the employee received 189,488 shares @ $11.04 per share as a result of satisfying the performance conditions of a performance grant dated March 7, 2012. /s/ John W. Chisholm 2013-03-13