0001181431-13-009804.txt : 20130214 0001181431-13-009804.hdr.sgml : 20130214 20130214172825 ACCESSION NUMBER: 0001181431-13-009804 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kokenge Johnna Dee CENTRAL INDEX KEY: 0001333109 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 13616311 MAIL ADDRESS: STREET 1: C/O ZOND WINDSYSTEM MANAGEMENT LLC STREET 2: 1221 LAMAR STREET, SUITE 1600 CITY: HOUSTON STATE: TX ZIP: 77010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 5 1 rrd370122.xml FORM 5 X0306 5 2012-12-31 1 0 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001333109 Kokenge Johnna Dee 10603 W. SAM HOUSTON PARKWAY N SUITE 300 HOUSTON TX 77064 0 1 0 0 Chief Accounting Officer Common Stock 2012-03-07 5 J 0 44059 11.04 D 173953 D Stock Option 9.19 2012-04-08 2017-04-07 Common Stock 200000 200000 D To correct an overstatement in number of shares previously reported, resulting from reporting shares before satisfaction of the performance condition. Johnna D. Kokenge 2013-02-14