0001181431-13-005464.txt : 20130129 0001181431-13-005464.hdr.sgml : 20130129 20130129215555 ACCESSION NUMBER: 0001181431-13-005464 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130128 FILED AS OF DATE: 20130129 DATE AS OF CHANGE: 20130129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walton H. Richard CENTRAL INDEX KEY: 0001567998 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 13556920 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PKWY N., SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 3 1 rrd368105.xml INITIAL REGISTRATION OF NEWLY APPOINTED CHIEF FINANCIAL OFFICER AND INITIAL OWNERSHIP SHARE AMOUNT AT APPOINTMENT. X0206 3 2013-01-28 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001567998 Walton H. Richard 10603 W. SAM HOUSTON PARKWAY N. SUITE 300 HOUSTON TX 77064 0 1 0 0 Chief Financial Officer Common Sotck 0 D Initial registration of newly appointed Chief Financial Officer and initial ownership share amount at appointment. /s/ H. Richard Walton 2013-01-29