0001181431-13-005461.txt : 20130129 0001181431-13-005461.hdr.sgml : 20130129 20130129215230 ACCESSION NUMBER: 0001181431-13-005461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130107 FILED AS OF DATE: 20130129 DATE AS OF CHANGE: 20130129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REEVES STEVEN A CENTRAL INDEX KEY: 0001434793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 13556918 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON, STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd368087.xml DISPOSITION OF 2,795 SHARES AT $12.20/ PER SHARE FOR TAX OBLIGATIONS RELATIVE TO AWARDS VESTING AT 12/31/2012 WHICH WERE GRANTED AND REPORTED IN PRIOR PERIODS. X0306 4 2013-01-07 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001434793 REEVES STEVEN A 10603 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX 77064 0 1 0 0 Exec. VP & COO Common Stock 2013-01-07 4 F 0 2795 12.20 D 440489 D Common Stock 21087 I Flotek 401K Common Stock 13.805 2008-03-13 2013-03-12 Common Stock 15348 15348 D Common Stock 22.75 2009-03-28 2014-03-27 Common Stock 8680 24028 D Common Stock 22.75 2009-08-09 2014-08-08 Common Stock 7724 31752 D Common Stock 2.51 2010-02-16 2015-02-15 Common Stock 40742 72494 D Common Stock 9.19 2012-04-08 2017-04-07 Common Stock 200000 272494 D Disposition of 2,795 shares at $12.20/ per share for tax obligations relative to awards vesting at 12/31/2012 which were granted and reported in prior periods. /s/ Steven A. Reeves 2013-01-29