0001181431-13-005457.txt : 20130129 0001181431-13-005457.hdr.sgml : 20130129 20130129214416 ACCESSION NUMBER: 0001181431-13-005457 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130105 FILED AS OF DATE: 20130129 DATE AS OF CHANGE: 20130129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kokenge Johnna Dee CENTRAL INDEX KEY: 0001333109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 13556908 MAIL ADDRESS: STREET 1: C/O ZOND WINDSYSTEM MANAGEMENT LLC STREET 2: 1221 LAMAR STREET, SUITE 1600 CITY: HOUSTON STATE: TX ZIP: 77010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd368085.xml DISPOSITION OF 10,647 SHARES AT $12.20/ PER SHARE FOR TAX OBLIGATIONS RELATIVE TO AWARDS VESTING AT 12/31/2012, WHICH WERE GRANTED AND REPORTED IN PRIOR PERIODS. X0306 4 2013-01-05 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001333109 Kokenge Johnna Dee 10603 W. SAM HOUSTON PARKWAY N SUITE 300 HOUSTON TX 77064 0 1 0 0 Chief Accounting Officer Common Stock 2013-01-05 4 F 0 10647 12.20 D 207365 D Stock Option 9.19 2012-04-08 2017-04-07 Common Stock 200000 200000 D Disposition of 10,647 shares at $12.20/ per share for tax obligations relative to awards vesting at 12/31/2012 for shares granted and reported in prior periods. /s/ Johnna D. Kokenge 2013-01-29