0001181431-12-059136.txt : 20121116 0001181431-12-059136.hdr.sgml : 20121116 20121116171412 ACCESSION NUMBER: 0001181431-12-059136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121114 FILED AS OF DATE: 20121116 DATE AS OF CHANGE: 20121116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILSON RICHARD O CENTRAL INDEX KEY: 0001191300 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 121212494 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON, STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd360589.xml SALE OF 3,000 SHARES AT APPROXIMATELY $10.2003 PURSUANT OPEN WINDOW TRADE. X0306 4 2012-11-14 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001191300 WILSON RICHARD O 2930 W. SAM HOUSTON PKWY. N SUITE 300 HOUSTON TX 77343 1 0 0 0 Common Stock 2012-11-14 4 S 0 3000 10.2003 D 135831 D Stock Option 9.40 2005-12-22 2015-12-21 Common Stock 20000 20000 D Stock Option 22.37 2008-05-18 2013-05-17 Common Stock 7800 27800 D Stock Option 22.75 2009-03-28 2014-03-27 Common Stock 4628 32428 D Stock Option 2.51 2010-02-16 2015-02-15 Common Stock 26668 59096 D Stock Option 1.57 2011-08-23 2016-08-22 Common Stock 31847 90943 D Stock Option 8.29 2012-05-31 2017-05-18 Common Stock 9047 99990 D On November 14, 2012, owner sold 3,000 shares @ $10.2003/share pursuant to open window trade. /s/ Richard O. Wilson 2012-11-16