0001181431-12-047312.txt : 20120823 0001181431-12-047312.hdr.sgml : 20120823 20120823203645 ACCESSION NUMBER: 0001181431-12-047312 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120821 FILED AS OF DATE: 20120823 DATE AS OF CHANGE: 20120823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REEVES STEVEN A CENTRAL INDEX KEY: 0001434793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 121053076 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON, STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd354372.xml TO REPORT DISPOSITION OF SHARES VIA BONAFIDE GIFT, A SURRENDER OF SHARES TO SATISFY TAX OBLIGATIONS OF A VESTING OF SHARES RELATED TO A PREVIOUS GRANT, AND PROVIDE AN UPDATE OF SHARES HELD VIA PARTICIPATION IN FLOTEK'S 401(K) PLAN. X0306 4 2012-08-21 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001434793 REEVES STEVEN A 2930 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX 77043 0 1 0 0 Exec. VP, Operations Common Stock 2012-08-21 4 G 0 2500 0.00 D 443511 D Common Stock 2012-08-22 4 F 0 734 12.16 D 445777 D Common Stock 21087 I Flotek 401K Common Stock 13.805 2008-03-13 2013-03-12 Common Stock 15348 15348 D Common Stock 22.75 2009-03-28 2014-03-27 Common Stock 8680 24028 D Common Stock 22.75 2009-08-09 2014-08-08 Common Stock 7724 31752 D Common Stock 2.51 2010-02-16 2015-02-15 Common Stock 40742 72494 D Common Stock 9.19 2012-04-08 2017-04-07 Common Stock 200000 272494 D The reporting person acquired shares of Flotek Common Stock under the Flotek 401-K Plan. The information is based upon a plan statement dated August 21, 2012. To report a disposition via a bonafide gift of 2,500 shares. Additionally, to report common stock shares surrender in order to satisfy tax obligation required upon the vesting of a previously granted restricted stock award. Also, to update shares owned via participation in the Company's 401K Plan. /s/ Steven A. Reeves 2012-08-23