0001181431-12-047312.txt : 20120823
0001181431-12-047312.hdr.sgml : 20120823
20120823203645
ACCESSION NUMBER: 0001181431-12-047312
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120821
FILED AS OF DATE: 20120823
DATE AS OF CHANGE: 20120823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REEVES STEVEN A
CENTRAL INDEX KEY: 0001434793
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 121053076
MAIL ADDRESS:
STREET 1: C/O FLOTEK INDUSTRIES, INC.
STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300
CITY: HOUSTON,
STATE: TX
ZIP: 77043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
4
1
rrd354372.xml
TO REPORT DISPOSITION OF SHARES VIA BONAFIDE GIFT, A SURRENDER OF SHARES TO SATISFY TAX OBLIGATIONS OF A VESTING OF SHARES RELATED TO A PREVIOUS GRANT, AND PROVIDE AN UPDATE OF SHARES HELD VIA PARTICIPATION IN FLOTEK'S 401(K) PLAN.
X0306
4
2012-08-21
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001434793
REEVES STEVEN A
2930 W. SAM HOUSTON PKWY. N STE. 300
HOUSTON
TX
77043
0
1
0
0
Exec. VP, Operations
Common Stock
2012-08-21
4
G
0
2500
0.00
D
443511
D
Common Stock
2012-08-22
4
F
0
734
12.16
D
445777
D
Common Stock
21087
I
Flotek 401K
Common Stock
13.805
2008-03-13
2013-03-12
Common Stock
15348
15348
D
Common Stock
22.75
2009-03-28
2014-03-27
Common Stock
8680
24028
D
Common Stock
22.75
2009-08-09
2014-08-08
Common Stock
7724
31752
D
Common Stock
2.51
2010-02-16
2015-02-15
Common Stock
40742
72494
D
Common Stock
9.19
2012-04-08
2017-04-07
Common Stock
200000
272494
D
The reporting person acquired shares of Flotek Common Stock under the Flotek 401-K Plan. The information is based upon a plan statement dated August 21, 2012.
To report a disposition via a bonafide gift of 2,500 shares. Additionally, to report common stock shares surrender in order to satisfy tax obligation required upon the vesting of a previously granted restricted stock award. Also, to update shares owned via participation in the Company's 401K Plan.
/s/ Steven A. Reeves
2012-08-23