0001181431-12-031849.txt : 20120522 0001181431-12-031849.hdr.sgml : 20120522 20120522215931 ACCESSION NUMBER: 0001181431-12-031849 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120518 FILED AS OF DATE: 20120522 DATE AS OF CHANGE: 20120522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hern Kenneth CENTRAL INDEX KEY: 0001358660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 12862935 MAIL ADDRESS: STREET 1: 363 NORTH SAM HOUSTON PARKWAY EAST STREET 2: SUITE 630 CITY: HOUSTON STATE: TX ZIP: 77060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd346372.xml MAY 18, 2012 GRANT. X0305 4 2012-05-18 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001358660 Hern Kenneth 2930 W. SAM HOUSTON PKWY N SUITE 300 HOUSTON TX 77043 1 0 0 0 Common Stock 2012-05-18 4 A 0 11985 10.43 A 30527 D Common stock 2012-05-18 4 A 0 10000 10.43 A 40527 D Stock Option 1.57 2011-08-23 2016-08-22 Common Stock 31847 31847 D Stock Option 8.29 2012-05-31 2017-05-18 Common Stock 9047 40894 D On May 18, 2012 the Company awarded the recipient 11,985 shares which vest approximately in 1 year upon the next Annual Share Holder meeting at a fair value of $10.43 and 10,000 shares which vest on a pro rata basis over the next 3 years at initial fair value of $10.43 per share. /s/ Kenneth T. Hern 2012-05-22