0001181431-12-031849.txt : 20120522
0001181431-12-031849.hdr.sgml : 20120522
20120522215931
ACCESSION NUMBER: 0001181431-12-031849
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120518
FILED AS OF DATE: 20120522
DATE AS OF CHANGE: 20120522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hern Kenneth
CENTRAL INDEX KEY: 0001358660
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 12862935
MAIL ADDRESS:
STREET 1: 363 NORTH SAM HOUSTON PARKWAY EAST
STREET 2: SUITE 630
CITY: HOUSTON
STATE: TX
ZIP: 77060
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
4
1
rrd346372.xml
MAY 18, 2012 GRANT.
X0305
4
2012-05-18
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001358660
Hern Kenneth
2930 W. SAM HOUSTON PKWY N
SUITE 300
HOUSTON
TX
77043
1
0
0
0
Common Stock
2012-05-18
4
A
0
11985
10.43
A
30527
D
Common stock
2012-05-18
4
A
0
10000
10.43
A
40527
D
Stock Option
1.57
2011-08-23
2016-08-22
Common Stock
31847
31847
D
Stock Option
8.29
2012-05-31
2017-05-18
Common Stock
9047
40894
D
On May 18, 2012 the Company awarded the recipient 11,985 shares which vest approximately in 1 year upon the next Annual Share Holder meeting at a fair value of $10.43 and 10,000 shares which vest on a pro rata basis over the next 3 years at initial fair value of $10.43 per share.
/s/ Kenneth T. Hern
2012-05-22