0001181431-12-024935.txt : 20120419
0001181431-12-024935.hdr.sgml : 20120419
20120419204228
ACCESSION NUMBER: 0001181431-12-024935
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120105
FILED AS OF DATE: 20120419
DATE AS OF CHANGE: 20120419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Neyman Jesse E
CENTRAL INDEX KEY: 0001347364
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 12769354
MAIL ADDRESS:
STREET 1: C/O FLOTEK INDUSTRIES, INC.
STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
4/A
1
rrd342524.xml
CORRECTION TO INCLUDE RELATED EXERCISE OF 4,800 SHARES @2.51/ SHARE ALONG WITH PREVIOUSLY FILED SIMULTANEOUS SALE OF 4,800 SHARES AT $12.50 PER SHARE, PURSUANT TO A RULE 10B5-1 TRADING PLAN.
X0305
4/A
2012-01-05
2012-01-09
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001347364
Neyman Jesse E
2930 W. SAM HOUSTON PKWY. N STE. 300
HOUSTON
TX
77043
0
1
0
0
Exec VP, Finance
Common Stock
2012-01-05
4
X
0
100
2.51
A
65515
D
Common Stock
2012-01-05
4
S
0
100
12.50
D
65415
D
Common Stock
2012-01-09
4
X
0
4700
2.51
A
70115
D
Common Stock
2012-01-09
4
S
0
4700
12.50
D
65415
D
Stock Option
13.805
2008-03-13
2013-03-12
Common Stock
3070
3070
D
Stock Option
22.75
2009-02-28
2014-02-27
Common Stock
5784
8854
D
Stock Option
2.51
2010-02-16
2015-02-15
Common Stock
49260
58114
D
Stock Option
2.30
2010-08-11
2014-08-10
Common Stock
150000
208114
D
Stock Option
9.19
2012-04-08
2017-04-07
Common Stock
100000
308114
D
Stock Option
2.51
2012-01-05
4
X
0
100
2.51
D
2010-02-16
2015-02-15
Common Stock
100
308014
D
Stock Option
2.51
2012-01-09
4
X
0
4700
2.51
D
2010-02-16
2012-02-15
Common Stock
4700
303314
D
Exercise of 4,800 shares at $2.15 and Sale of 4,800 shares at $12.50 per share pursuant to a Rule 10b5-1 Trading Plan.
Correction of Form 4 filing to include exercise of options which occurred simultaneously with each sale of shares for the given transaction dates of each sale of shares noted in this filing pursuant a 10(b)5-1 Trading Plan.
/s/ Jesse E. Neyman
2012-04-19