0001181431-12-024935.txt : 20120419 0001181431-12-024935.hdr.sgml : 20120419 20120419204228 ACCESSION NUMBER: 0001181431-12-024935 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120105 FILED AS OF DATE: 20120419 DATE AS OF CHANGE: 20120419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neyman Jesse E CENTRAL INDEX KEY: 0001347364 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 12769354 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4/A 1 rrd342524.xml CORRECTION TO INCLUDE RELATED EXERCISE OF 4,800 SHARES @2.51/ SHARE ALONG WITH PREVIOUSLY FILED SIMULTANEOUS SALE OF 4,800 SHARES AT $12.50 PER SHARE, PURSUANT TO A RULE 10B5-1 TRADING PLAN. X0305 4/A 2012-01-05 2012-01-09 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001347364 Neyman Jesse E 2930 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX 77043 0 1 0 0 Exec VP, Finance Common Stock 2012-01-05 4 X 0 100 2.51 A 65515 D Common Stock 2012-01-05 4 S 0 100 12.50 D 65415 D Common Stock 2012-01-09 4 X 0 4700 2.51 A 70115 D Common Stock 2012-01-09 4 S 0 4700 12.50 D 65415 D Stock Option 13.805 2008-03-13 2013-03-12 Common Stock 3070 3070 D Stock Option 22.75 2009-02-28 2014-02-27 Common Stock 5784 8854 D Stock Option 2.51 2010-02-16 2015-02-15 Common Stock 49260 58114 D Stock Option 2.30 2010-08-11 2014-08-10 Common Stock 150000 208114 D Stock Option 9.19 2012-04-08 2017-04-07 Common Stock 100000 308114 D Stock Option 2.51 2012-01-05 4 X 0 100 2.51 D 2010-02-16 2015-02-15 Common Stock 100 308014 D Stock Option 2.51 2012-01-09 4 X 0 4700 2.51 D 2010-02-16 2012-02-15 Common Stock 4700 303314 D Exercise of 4,800 shares at $2.15 and Sale of 4,800 shares at $12.50 per share pursuant to a Rule 10b5-1 Trading Plan. Correction of Form 4 filing to include exercise of options which occurred simultaneously with each sale of shares for the given transaction dates of each sale of shares noted in this filing pursuant a 10(b)5-1 Trading Plan. /s/ Jesse E. Neyman 2012-04-19