0001181431-12-017459.txt : 20120314 0001181431-12-017459.hdr.sgml : 20120314 20120314202715 ACCESSION NUMBER: 0001181431-12-017459 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120307 FILED AS OF DATE: 20120314 DATE AS OF CHANGE: 20120314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neyman Jesse E CENTRAL INDEX KEY: 0001347364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 12691823 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd338770.xml GRANT OF SHARES PURSUANT THE COMPANY'S 2012 MANAGEMENT INCENTIVE PLAN AND LONG TERM INCENTIVE PLAN. X0304 4 2012-03-07 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001347364 Neyman Jesse E 2930 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX 77043 0 1 0 0 Exec VP, Finance Common Stock 2012-03-07 4 A 0 47233 11.04 A 102648 D Stock Option 13.805 2008-03-13 2013-03-12 Common Stock 3070 3070 D Stock Option 22.75 2009-02-28 2014-02-27 Common Stock 5784 8854 D Stock Option 2.51 2010-02-16 2015-02-15 Common Stock 49260 58114 D Stock Option 2.30 2010-08-11 2014-08-10 Common Stock 150000 208114 D Stock IOption 9.19 2012-04-08 2017-04-07 Common Stock 100000 308114 D Grant of 6,634 shares pursuant the 2012 Management Incentive Plan and grant of 40,599 shares pursuant the Company 2010 Long Term Incentive Plan (LTIP). All awards were granted at a fair value of $11.04/share and vest ratably on an annual basis over a 3 year period. /s/ Jesse E. Neyman 2012-03-14