0001181431-12-017458.txt : 20120314 0001181431-12-017458.hdr.sgml : 20120314 20120314202653 ACCESSION NUMBER: 0001181431-12-017458 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120307 FILED AS OF DATE: 20120314 DATE AS OF CHANGE: 20120314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kokenge Johnna Dee CENTRAL INDEX KEY: 0001333109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 12691822 MAIL ADDRESS: STREET 1: C/O ZOND WINDSYSTEM MANAGEMENT LLC STREET 2: 1221 LAMAR STREET, SUITE 1600 CITY: HOUSTON STATE: TX ZIP: 77010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd338762.xml GRANT OF SHARES PURSUANT THE COMPANY'S 2012 MANAGEMENT INCENTIVE PLAN AND LONG TERM INCENTIVE PLAN. X0304 4 2012-03-07 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001333109 Kokenge Johnna Dee 2930 W. SAM HOUSTON PARKWAY N SUITE 300 HOUSTON TX 77375 0 1 0 0 VP & Chief Accounting Officer Common Stock 2012-03-07 4 A 0 60424 11.04 A 220036 D Stock Option 9.19 2012-04-08 2017-04-07 Common Stock 200000 200000 D Grant of 6,924 shares pursuant the 2012 Management Incentive Plan and grant of 53,500 shares pursuant the Company 2010 Long Term Incentive Plan (LTIP). All awards were granted at a fair value of $11.04/share and vest ratably on an annual basis over a 3 year period. /s/ Johnna D. Kokenge 2012-03-14