0001181431-12-017455.txt : 20120314 0001181431-12-017455.hdr.sgml : 20120314 20120314202618 ACCESSION NUMBER: 0001181431-12-017455 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120307 FILED AS OF DATE: 20120314 DATE AS OF CHANGE: 20120314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REEVES STEVEN A CENTRAL INDEX KEY: 0001434793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 12691820 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON, STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd338744.xml GRANT OF SHARES PURSUANT THE COMPANY'S 2012 MANAGEMENT INCENTIVE PLAN AND LONG TERM INCENTIVE PLAN. X0304 4 2012-03-07 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001434793 REEVES STEVEN A 2930 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX 77043 0 1 0 0 Exec. VP & COO Common Stock 2012-03-07 4 A 0 96262 11.04 A 458153 D Common Stock 20334 I Flotek 401K Common Stock 13.805 2008-03-13 2013-03-12 Common Stock 15348 15348 D Common Stock 22.75 2009-03-28 2014-03-27 Common Stock 8680 24028 D Common Stock 22.75 2009-08-09 2014-08-08 Common Stock 7724 31752 D Common Stock 2.51 2010-02-16 2015-02-15 Common Stock 40742 72494 D Common Stock 9.19 2012-04-08 2017-04-07 Common Stock 200000 272494 D Grant of 8,818 shares pursuant the 2012 Management Incentive Plan and grant of 87,444 shares pursuant the Company 2010 Long Term Incentive Plan (LTIP). All awards were granted at a fair value of $11.04/share and vest ratably on an annual basis over a 3 year period. /s/ Steven A. Reeves 2012-03-14