0001181431-12-017453.txt : 20120314
0001181431-12-017453.hdr.sgml : 20120314
20120314202321
ACCESSION NUMBER: 0001181431-12-017453
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120307
FILED AS OF DATE: 20120314
DATE AS OF CHANGE: 20120314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHISHOLM JOHN
CENTRAL INDEX KEY: 0001173236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 12691818
MAIL ADDRESS:
STREET 1: C/O FLOTEK INDUSTRIES, INC.
STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
4
1
rrd338735.xml
GRANT OF SHARES PURSUANT THE COMPANY'S 2012 MANAGEMENT INCENTIVE PLAN AND LONG TERM INCENTIVE PLAN.
X0304
4
2012-03-07
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001173236
CHISHOLM JOHN
2930 W. SAM HOUSTON PARKWAY N
SUITE 300
HOUSTON
TX
77043
1
1
0
0
President and CEO
Common Stock
2012-03-07
4
A
0
255274
11.04
A
745666
D
Common Stock
20470
I
ProTechnics II
Stock Option
2.30
2004-12-23
2014-12-22
Common Stock
332
332
D
Stock Option
9.40
2005-12-22
2015-12-21
Common Stock
20000
20332
D
Stock Option
22.37
2008-05-18
2013-05-17
Common Stock
7800
28132
D
Stock Option
22.75
2009-03-28
2014-03-27
Common Stock
4628
32760
D
Stock Option
2.51
2010-02-16
2015-02-15
Common Stock
26668
59428
D
Stock Option
1.02
2010-06-22
2013-06-30
Common Stock
400000
459428
D
Stock Option
2.17
2010-12-31
2016-11-09
Common Stock
300000
759428
D
Stock Option
9.19
2011-04-08
2017-04-07
Common stock
400000
1159428
D
Grant of 25,181 shares pursuant the 2012 Management Incentive Plan and grant of 230,093 shares pursuant the Company 2010 Long Term Incentive Plan (LTIP). All awards were granted at a fair value of $11.04/share and vest ratably on an annual basis over a 3 year period.
/s/ John W. Chisholm
2012-03-14