0001181431-12-002461.txt : 20120112 0001181431-12-002461.hdr.sgml : 20120112 20120112211750 ACCESSION NUMBER: 0001181431-12-002461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111106 FILED AS OF DATE: 20120112 DATE AS OF CHANGE: 20120112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHISHOLM JOHN CENTRAL INDEX KEY: 0001173236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 12525150 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd330664.xml X0304 4 2011-11-06 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001173236 CHISHOLM JOHN 2930 W. SAM HOUSTON PARKWAY N SUITE 300 HOUSTON TX 77043 1 1 0 0 President Common Stock 2011-11-06 4 F 0 26450 9.96 D 490392 D Common Stock 20470 I ProTechnics II Stock Option 2.30 2004-12-23 2014-12-22 Common Stock 332 332 D Stock Option 9.40 2005-12-22 2015-12-21 Common Stock 20000 20332 D Stock Option 22.37 2008-05-18 2013-05-17 Common Stock 7800 28132 D Stock Option 22.75 2009-03-28 2014-03-27 Common Stock 4628 32760 D Stock Option 2.51 2010-02-16 2015-02-15 Common Stock 26668 59428 D Stock Option 1.02 2010-06-22 2013-06-30 Common Stock 400000 459428 D Stock Option 2.17 2010-12-31 2016-11-09 Common Stock 300000 759428 D Stock Option 9.19 2011-04-08 2017-04-07 Common stock 400000 1159428 D Disposition of 26,450 shares @ $9.96/share for tax obligations relative awards vesting at 12/31/2011 pursuant terms of the 11/10/2010 grant filed via Form 4 on 11/12/2010. /s/ John W. Chisholm 2012-01-12