0001181431-12-001540.txt : 20120105 0001181431-12-001540.hdr.sgml : 20120105 20120105195157 ACCESSION NUMBER: 0001181431-12-001540 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120104 FILED AS OF DATE: 20120105 DATE AS OF CHANGE: 20120105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kokenge Johnna Dee CENTRAL INDEX KEY: 0001333109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 12512879 MAIL ADDRESS: STREET 1: C/O ZOND WINDSYSTEM MANAGEMENT LLC STREET 2: 1221 LAMAR STREET, SUITE 1600 CITY: HOUSTON STATE: TX ZIP: 77010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd330164.xml SALE OF 7,500 SHARES AT $12.00 PER SHARE PURSUANT A RULE 10B5-1 TRADING PLAN. X0304 4 2012-01-04 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001333109 Kokenge Johnna Dee 2930 W. SAM HOUSTON PARKWAY N SUITE 300 HOUSTON TX 77375 0 1 0 0 VP & Chief Accounting Officer Common Stock 2012-01-04 4 S 0 7500 12.00 D 168428 D Stock Option 9.19 2012-04-08 2017-04-07 Common Stock 200000 200000 D /s/ Johnna D. Kokenge 2012-01-05