0001181431-11-059955.txt : 20111212 0001181431-11-059955.hdr.sgml : 20111212 20111212183831 ACCESSION NUMBER: 0001181431-11-059955 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111209 FILED AS OF DATE: 20111212 DATE AS OF CHANGE: 20111212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kokenge Johnna Dee CENTRAL INDEX KEY: 0001333109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 111257105 MAIL ADDRESS: STREET 1: C/O ZOND WINDSYSTEM MANAGEMENT LLC STREET 2: 1221 LAMAR STREET, SUITE 1600 CITY: HOUSTON STATE: TX ZIP: 77010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd327969.xml SALE OF SHARES IN OPEN WINDOW SALE. X0304 4 2011-12-09 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001333109 Kokenge Johnna Dee 2930 W. SAM HOUSTON PARKWAY N SUITE 300 HOUSTON TX 77375 0 1 0 0 VP & Chief Accounting Officer Common Stock 2011-12-09 4 S 0 5320 10.38 D 175928 D Stock Option 9.19 2012-04-08 2017-04-07 Common Stock 200000 200000 D /s/ Johnna D. Kokenge 2011-12-12