0001181431-11-055186.txt : 20111107
0001181431-11-055186.hdr.sgml : 20111107
20111107201631
ACCESSION NUMBER: 0001181431-11-055186
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111107
FILED AS OF DATE: 20111107
DATE AS OF CHANGE: 20111107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hern Kenneth
CENTRAL INDEX KEY: 0001358660
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 111185981
MAIL ADDRESS:
STREET 1: 363 NORTH SAM HOUSTON PARKWAY EAST
STREET 2: SUITE 630
CITY: HOUSTON
STATE: TX
ZIP: 77060
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
4
1
rrd325290.xml
SALE OF SHARES PURSUANT TO A 10B5-1 TRADING PLAN.
X0304
4
2011-11-07
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001358660
Hern Kenneth
2930 W. SAM HOUSTON PKWY N
SUITE 300
HOUSTON
TX
77043
1
0
0
0
Common Stock
2011-11-07
4
S
0
10000
8.01
D
28542
D
Stock Option
1.57
2011-08-23
2016-08-22
Common Stock
31847
31847
D
Stock Option
8.29
2012-05-31
2017-05-18
Common Stock
9047
40894
D
Sale of 10,000 shares at $8.01 pursuant to a 10b5-1 Trading Plan.
/s/ Kenneth T. Hern
2011-11-07