0001181431-11-023748.txt : 20110412 0001181431-11-023748.hdr.sgml : 20110412 20110412194325 ACCESSION NUMBER: 0001181431-11-023748 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110408 FILED AS OF DATE: 20110412 DATE AS OF CHANGE: 20110412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHISHOLM JOHN CENTRAL INDEX KEY: 0001173236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 11755912 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd308335.xml APRIL 8, 2011 GRANT X0303 4 2011-04-08 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001173236 CHISHOLM JOHN 2930 W. SAM HOUSTON PARKWAY N SUITE 300 HOUSTON TX 77043 1 1 0 0 President Common Stock Grant 2011-04-08 4 A 0 200000 0 A 555764 D Common Stock 20470 I ProTechnics II Stock Option 2.30 2004-12-23 2014-12-22 Common Stock 332 332 D Stock Option 9.40 2005-12-22 2015-12-21 Common Stock 20000 20332 D Stock Option 22.37 2008-05-18 2013-05-17 Common Stock 7800 28132 D Stock Option 22.75 2009-03-28 2014-03-27 Common Stock 4628 32760 D Stock Option 2.51 2010-02-16 2015-02-15 Common Stock 26668 59428 D Stock Option 1.02 2010-06-22 2013-06-30 Common Stock 400000 459428 D Stock Option 2.17 2010-12-31 2016-11-09 Common Stock 300000 759428 D Stock Option 9.19 2011-04-08 4 A 0 400000 9.19 A 2012-04-08 2017-04-07 Common 400000 1159428 D Grant vested over two years, subject to meeting financial target. Options vest over two years, subject to meeting financial target. /s/ John W. Chisholm 2011-04-12