0001181431-11-023747.txt : 20110412 0001181431-11-023747.hdr.sgml : 20110412 20110412194300 ACCESSION NUMBER: 0001181431-11-023747 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110408 FILED AS OF DATE: 20110412 DATE AS OF CHANGE: 20110412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REEVES STEVEN A CENTRAL INDEX KEY: 0001434793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 11755911 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON, STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd308338.xml APRIL 8 2011 GRANT X0303 4 2011-04-08 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001434793 REEVES STEVEN A 2930 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX 77043 0 1 0 0 Exec. VP & COO Common Stock Grant 2011-04-08 4 A 0 50000 0 D 409887 D Common Stock 18868 I Flotek 401K Stock Option 13.805 2008-03-13 2013-03-12 Common Stock 15348 15348 D Stock Option 22.75 2009-03-28 2014-03-27 Common Stock 8680 24028 D Stock Option 22.75 2009-08-09 2014-08-08 Common Stock 7724 31752 D Stock Option 2.51 2010-02-16 2015-02-15 Common Stock 81484 113236 D Stock Option 9.19 2011-04-08 4 A 0 200000 9.19 A 2012-04-08 2017-04-08 Common Stock 200000 313236 D Grant vest over two years, subject to meeting financial target. The reporting person acquired shares of Flotek Common Stock under the Flotek 401K Plan. The information in this report is based on a plan statement dated March 31, 2011. Options vest over two years, subject to meeting financial target. /s/ Steven A. Reeves 2011-04-12