-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HNkubDFLAI5zlrUPpy97mlV+b1Gf8Xf0hdsXuPbs70QoYWYLDSO2M0I9g1yDJAhh 9JZuvjq/u4GcCBgoV0LC5w== 0001181431-10-055233.txt : 20101112 0001181431-10-055233.hdr.sgml : 20101111 20101112144548 ACCESSION NUMBER: 0001181431-10-055233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101110 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHISHOLM JOHN CENTRAL INDEX KEY: 0001173236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 101185705 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd290878.xml NOVEMBER 10, 2010 GRANT X0303 4 2010-11-10 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001173236 CHISHOLM JOHN 2930 W. SAM HOUSTON PARKWAY N SUITE 300 HOUSTON TX 77043 1 1 0 0 President Common Stock 2010-11-10 4 A 0 300000 0 A 383365 D Common Stock 20470 I ProTechnics II Stock Option 1.02 2010-06-22 2013-06-30 Common Stock 400000 400000 D Stock Option 2.30 2004-12-23 2014-12-23 Common Stock 332 400332 D Stock Option 9.40 2005-12-22 2015-12-21 Common Stock 20000 420332 D Stock Option 22.37 2008-05-18 2013-05-17 Common Stock 7800 428132 D Stock Option 22.75 2009-03-28 2014-03-27 Common Stock 4628 432760 D Stock Option 2.51 2010-02-16 2015-02-15 Common Stock 26668 459428 D Stock Option 2.17 2010-11-10 4 A 0 300000 2.17 A 2010-12-31 2016-11-09 Common Stock 300000 759428 D The stock award in Table 1 will vest as follows: 100,000 shares on 12/31/2010, 12/31/2011, and 12/31/2012. /s/ John W. Chisholm 2010-11-11 -----END PRIVACY-ENHANCED MESSAGE-----