-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NirP3x3ib8X2WZjpB+Td1jjGbdiZx3yDdvyt6kuPNVGakNOX0O6+SWfmWgygsbK7 ubk37ICbmDpMQnNPaeF46Q== 0001181431-10-055232.txt : 20101112 0001181431-10-055232.hdr.sgml : 20101111 20101112144456 ACCESSION NUMBER: 0001181431-10-055232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100809 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REEVES STEVEN A CENTRAL INDEX KEY: 0001434793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 101185700 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON, STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd290882.xml NOVEMBER 10, 2010 GRANT X0303 4 2010-08-09 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001434793 REEVES STEVEN A 2930 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX 77043 0 1 0 0 Exec. VP & COO Common Stock 2010-08-09 4 D 0 734 0 D 214985 D Common Stock 2010-11-10 4 A 0 150000 0 D 364985 D Common Stock 17720 I Flotek 401K Stock Option 13.805 2008-03-13 2013-03-12 Common Stock 15348 15348 D Stock Option 22.75 2009-03-28 2014-03-27 Common Stock 8680 24028 D Stock Option 22.75 2009-08-09 2014-08-08 Common Stock 7724 31752 D Stock Option 2.51 2010-02-16 2015-02-15 Common Stock 81484 113236 D The performance requirements for the shares of Restricted Stock were not satisfied. The reporting person acquired shares of Flotek Common stock under the Flotek 401K Plan. The information in this report is based on a plan statement dated November 11, 2010. s/s Steven A. Reeves 2010-11-12 -----END PRIVACY-ENHANCED MESSAGE-----