-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TH3I89/xrIkqowqGY5F0E0dgW2kVK1SlVYzDAdw1uo5uWk+507uTaKSYDauipGTI yywf4uSEHvmFKL0kUukn4w== 0001181431-10-044771.txt : 20100830 0001181431-10-044771.hdr.sgml : 20100830 20100830150206 ACCESSION NUMBER: 0001181431-10-044771 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100823 FILED AS OF DATE: 20100830 DATE AS OF CHANGE: 20100830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hern Kenneth CENTRAL INDEX KEY: 0001358660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 101046486 MAIL ADDRESS: STREET 1: 363 NORTH SAM HOUSTON PARKWAY EAST STREET 2: SUITE 630 CITY: HOUSTON STATE: TX ZIP: 77060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd284793.xml RSA/OPTION 8.23.10 X0303 4 2010-08-23 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001358660 Hern Kenneth 2930 W. SAM HOUSTON PKWY N SUITE 300 HOUSTON TX 77043 1 0 0 0 Common Stock 15664 D Common Stock 2010-08-23 4 A 0 31847 0 A 47511 D Stock Option 1.57 2010-08-23 4 A 0 31847 1.57 A 2011-08-23 2016-08-22 Common 31847 31847 D The stock award in Table 1 is 100% vested on the earlier of (i) August 23, 2011; (ii) the Company's 2011 annual meeting. /s/ Kenneth T. Hern 2010-08-30 -----END PRIVACY-ENHANCED MESSAGE-----