-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LEi9eSrShlUN2Wkjj1N5xYue6D7I2FUk2t58H5/0Orl6dAWNtiY9SMutw9jGsUo6 3ZGroo9VUMWj5f026H1N1Q== 0001181431-10-044767.txt : 20100830 0001181431-10-044767.hdr.sgml : 20100830 20100830145938 ACCESSION NUMBER: 0001181431-10-044767 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100730 FILED AS OF DATE: 20100830 DATE AS OF CHANGE: 20100830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUMAS JERRY D SR CENTRAL INDEX KEY: 0001118049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 101046476 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd284806.xml DUMAS FINAL FILINGS X0303 4 2010-07-30 1 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001118049 DUMAS JERRY D SR 2930 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX 77043 1 0 0 1 Retired Common Stock 2010-07-30 4 C 0 130279 .85 A 549187 D Common Stock 2010-07-30 4 F 0 96294 1.15 D 452893 D Common Stock 18096 I Saxton River Corporation Stock Option .85 2010-07-30 4 X 0 130279 9.40 D 2005-09-21 2014-09-20 Common 130279 415664 D Stock Option 2.125 2010-07-30 4 J 0 66940 2.125 D 2005-12-10 2014-12-09 Common 66940 348724 D Stock Option 13.805 2010-07-30 4 J 0 54348 13.805 D 2008-03-13 2013-03-12 Common 54348 294376 D Stock Option 22.37 2010-07-30 4 J 0 66600 22.37 D 2008-05-18 2013-05-17 Common 66600 227776 D Stock Option 22.75 2010-07-30 4 J 0 27776 22.75 D 2009-03-28 2014-03-27 Common 27776 200000 D Stock Option 2.51 2010-07-30 4 J 0 200000 2.51 D 2010-02-16 2015-02-15 Common 200000 0 D Preferred Stock 2.30 2009-08-12 Common 86956 86956 D Exercisable Warrants 2.31 2014-08-12 2014-08-11 Common 31000 117956 D Exercisable Warrants 2.45 2009-11-09 2017-10-11 Common 100000 217956 D Options granted terminated at retirement of beneficial owner. The Preferred stock is perpetual and has no expiration date. /s/ Jerry D. Dumas, Sr. 2010-08-30 -----END PRIVACY-ENHANCED MESSAGE-----