-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TA53u9g6GdUS8zZSiTpvg22Kjoqd4cRBAieMNb7chefU1vZQMsr65e0t+lHFh9Qg ZnFV6LgQk7FNl8cPRNdR4w== 0001181431-10-021596.txt : 20100415 0001181431-10-021596.hdr.sgml : 20100415 20100414180420 ACCESSION NUMBER: 0001181431-10-021596 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20100415 DATE AS OF CHANGE: 20100414 EFFECTIVENESS DATE: 20100415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-140623 FILM NUMBER: 10750332 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 D 1 primary_doc.xml X0704 D LIVE 0000928054 FLOTEK INDUSTRIES INC/CN/ 2930 W. Sam Houston Pkwy, N. Suite 300 Houston TX TEXAS 77043 713-849-9911 DELAWARE None None Corporation true John W. Chisholm 2930 W. Sam Houston Pkwy, N. Suite 300 Houston TX TEXAS 77043 Executive Officer Director Jerry D. Dumas 2930 W. Sam Houston Pkwy, N. Suite 300 Houston TX TEXAS 77043 Director John Reiland 2930 W. Sam Houston Pkwy, N. Suite 300 Houston TX TEXAS 77043 Director Kenneth T. Hern 2930 W. Sam Houston Pkwy, N. Suite 300 Houston TX TEXAS 77043 Director Richard O. Wilson 2930 W. Sam Houston Pkwy, N. Suite 300 Houston TX TEXAS 77043 Director Jesse E. Neyman 2930 W. Sam Houston Pkwy, N. Suite 300 Houston TX TEXAS 77043 Executive Officer Steven A. Reeves 2930 W. Sam Houston Pkwy, N. Suite 300 Houston TX TEXAS 77043 Executive Officer Oil and Gas $25,000,001 - $100,000,000 06 false 2010-03-31 false true true false 0 FIG Partners, LLC 41554 None None 1175 Peachtree St. NE, 100 Colony Square Suite 2250 Atlanta GA GEORGIA 30361 MN MINNESOTA NY NEW YORK false 42378001 42378001 0 $36,004,000.00 in aggregate principal amount of 5.25% Convertible Senior Secured Notes due 2028, plus 5,000,001 shares of common stock valued at $1.2748 per share. false 10 1000000 0 0 true FLOTEK INDUSTRIES INC/CN/ /s/ Jesse E. Neyman Jesse E. Neyman Executive Vice President, Finance and Strategic Planning 2010-04-14 -----END PRIVACY-ENHANCED MESSAGE-----