-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DSJuP+ja9nW2WcN9PEKo1sAVAayYUw1yPG6jnaJtg9QXWA7jflmNKskAl3Kgpm0A ngf7aw7iXkfd+FOTVaohzA== 0001181431-10-014672.txt : 20100308 0001181431-10-014672.hdr.sgml : 20100308 20100308181757 ACCESSION NUMBER: 0001181431-10-014672 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090313 FILED AS OF DATE: 20100308 DATE AS OF CHANGE: 20100308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIEGLER WILLIAM R CENTRAL INDEX KEY: 0001008024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 10664833 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON, STATE: NY ZIP: 77043 4 1 rrd269009.xml FINAL FILING X0303 4 2009-03-13 1 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001008024 ZIEGLER WILLIAM R 2930 W. SAM HOUSTON PKWY. N SUITE 300 HOUSTON TX 77043 1 0 0 0 Common Stock 2009-03-13 4 D 0 18504 0 D 429996 D Common Stock 2009-04-02 4 C 0 100000 .30 A 529996 D Stock Option .30 2009-04-13 4 X 0 100000 .30 A 2003-05-22 2013-05-21 Common 100000 108428 D Stock Option 2.30 2009-04-13 4 D 0 49332 2.30 D 2004-12-23 2014-12-22 Common 49332 59096 D Stock Option 9.40 2009-04-13 4 D 0 20000 9.40 D 2005-12-22 2015-12-21 Common 20000 39096 D Stock Option 22.37 2009-04-13 4 D 0 7800 22.37 D 2008-05-18 2015-05-17 Common 7800 31296 D Stock Option 22.75 2009-04-13 4 D 0 4628 22.75 D 2009-03-28 2014-03-27 Common 4628 26668 D Stock Option 2.51 2009-04-13 4 D 0 26668 2.51 D 2010-02-16 2015-02-15 Common 26668 0 D Stock grants terminated at resignation from Flotek Board on March 11, 2009 Option terminated at resignation as Director on Flotek Board /s/ William R. Ziegler 2010-03-08 -----END PRIVACY-ENHANCED MESSAGE-----