-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GC9qqPEz0TLoCpnOrkGjrLe4yMQvXELOV7JpvGz3up2gpjbxwcfzSvMVbpU4NP3U 6O9W+LfqiBRFhXW9fS8PFg== 0001181431-09-058789.txt : 20091228 0001181431-09-058789.hdr.sgml : 20091225 20091228142548 ACCESSION NUMBER: 0001181431-09-058789 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091222 FILED AS OF DATE: 20091228 DATE AS OF CHANGE: 20091228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHISHOLM JOHN CENTRAL INDEX KEY: 0001173236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 091261611 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd260919.xml X0303 4 2009-12-22 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001173236 CHISHOLM JOHN 2930 W. SAM HOUSTON PARKWAY N SUITE 300 HOUSTON TX 77043 1 1 0 0 President Common Stock 83365 D Common Stock 20470 I Protechnkcs II Stock Option 1.02 2009-12-22 4 A 0 400000 1.02 A 2010-06-22 2013-06-30 Common 400000 400000 D Stock Option 2.30 2004-12-23 2014-12-22 Common 332 400332 D Stock Option 9.40 2005-12-22 2015-12-21 Common 20000 420332 D Stock Option 22.37 2008-05-18 2013-05-17 Common 7800 428132 D Stock Option 22.75 2009-03-28 2014-03-27 Common 4238 432460 D Stock Option 2.51 2010-02-16 2015-02-15 Common 26668 459128 D s/s John W. Chisholm 2009-12-27 -----END PRIVACY-ENHANCED MESSAGE-----