-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LYARNk3EeuQl4VK88wrOIDHZNZ2CQyGeyu69DgACXkUVTWbDxXA+vwNCFXwZfNgg a4+K6QKFV4lcSpE1nlVc1A== 0001181431-09-041124.txt : 20090825 0001181431-09-041124.hdr.sgml : 20090825 20090825165538 ACCESSION NUMBER: 0001181431-09-041124 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20090825 DATE AS OF CHANGE: 20090825 EFFECTIVENESS DATE: 20090825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-59189 FILM NUMBER: 091034446 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 D 1 primary_doc.xml X0502 D LIVE 0000928054 FLOTEK INDUSTRIES INC/CN/ 2930 W. Sam Houston Pkwy, N. Suite 300 Houston TX 77043 713-849-9911 None DELAWARE Corporation true John W. Chrisholm 2930 W. Sam Houston Pkwy, N. Suite 300 Houston TX 77043 Director Jerry D. Dumas 2930 W. Sam Houston Pkwy, N. Suite 300 Houston TX 77043 Executive Officer Director James R. Massey 2930 W. Sam Houston Pkwy, N. Suite 300 Houston TX 77043 Director Kevin G. McMahon 2930 W. Sam Houston Pkwy, N. Suite 300 Houston TX 77043 Director Barry E. Stewart 2930 W. Sam Houston Pkwy, N. Suite 300 Houston TX 77043 Director Richard O. Wilson 2930 W. Sam Houston Pkwy, N. Suite 300 Houston TX 77043 Director Jesse E. Neyman 2930 W. Sam Houston Pkwy, N. Suite 300 Houston TX 77043 Executive Officer Scott D. Stanton 2930 W. Sam Houston Pkwy, N. Suite 300 Houston TX 77043 Executive Officer Steven A. Reeves 2930 W. Sam Houston Pkwy, N. Suite 300 Houston TX 77043 Executive Officer Oil and Gas $25,000,001 - $100,000,000 06 false 2009-08-11 false true true true false 0 FIG Partners, LLC 41554 None None 1175 Peachtree St. NE, 100 Colony Square Suite 2250 Atlanta GA 30361 CA CT IL NJ NM NY OH TX WI 16000000 16000000 0 false 38 800000 0 In addition to the cash amount, FIG Partners, LLC received warrants with an aggregate exercise price of $400,000 and an exercise price per share at the greater of $2.31 or the stock price on the 60th day following the offering. 0 true FLOTEK INDUSTRIES INC/CN/ /s/ Jesse E. Neyman Jesse E. Neyman Chief Financial Officer and Senior Vice President 2009-08-24 -----END PRIVACY-ENHANCED MESSAGE-----