-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D0f3XnmfVw8tzqjoTcHmUMin6uhxRymQfPoqDtjrIiRlb3nQQWKzJ5WHLkoL0X9D dV+NCnurd7tx6cmRIN/OAg== 0001181431-09-020680.txt : 20090422 0001181431-09-020680.hdr.sgml : 20090422 20090422172447 ACCESSION NUMBER: 0001181431-09-020680 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090313 FILED AS OF DATE: 20090422 DATE AS OF CHANGE: 20090422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUMAS JERRY D SR CENTRAL INDEX KEY: 0001118049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 09764497 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd240138.xml FORM 4 X0303 4 2009-03-13 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001118049 DUMAS JERRY D SR 2930 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX 77043 1 1 1 0 Chairman and CEO Common Stock 2009-03-13 4 D 0 5555 0 D 606393 D Common Stock 2009-03-28 4 D 0 2639 0 D 603754 D Common Stock 18096 I Saxton River Corporation Common Stock 26000 I DTB Foundation Stock Option 9.40 2008-09-21 2014-09-20 Common 130279 130279 D Stock Option 2.125 2005-12-10 2014-12-09 Common 66940 197219 D Stock Option 13.805 2008-03-13 2013-03-12 Common 54348 251567 D Stock Option 22.37 2008-05-18 2013-05-17 Common 66600 318167 D Stock Option 22.75 2009-03-28 2014-03-27 Common 27776 345943 D Stock Option 2.51 2010-02-16 2015-02-15 Common 200000 545943 D "The performance vesting requirements for the shares of restricted stock were not satisfied." /s/ Jerry D. Dumas, Sr. 2009-04-22 -----END PRIVACY-ENHANCED MESSAGE-----