-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SifK9AW+y0LKqp5yu5GVntPjV/lCxFnMzo/1L9xKoWlXlM2MuSxq2DPVBIQHbr7k hDyp+Yq3/cdud4FdxkrScg== 0001144204-09-009848.txt : 20090219 0001144204-09-009848.hdr.sgml : 20090219 20090219131550 ACCESSION NUMBER: 0001144204-09-009848 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090216 FILED AS OF DATE: 20090219 DATE AS OF CHANGE: 20090219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REEVES STEVEN A CENTRAL INDEX KEY: 0001434793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 09620866 BUSINESS ADDRESS: BUSINESS PHONE: 713-726-5369 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON, STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 4 1 form420946_021909131531-.xml X0303 4 2009-02-16 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001434793 REEVES STEVEN A 2930 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX US 77043 0 1 0 0 Exec. VP and COO Common Stock 112221 D Restricted Stock Award 2009-02-16 4 A 0 60000 0 A 172221 D Common Stock 4288 I Flotek 401K Stock Option 13.805 2008-03-13 2013-03-12 Common 15348 15348 D Stock Option 22.75 2009-03-28 2014-03-27 Common 8680 24028 D Stock Option 22.75 2009-08-09 2014-08-08 Common 7724 31752 D Stock Option 2.51 2009-02-16 2015-02-15 Common 81484 113236 D The stock award in Table I is a retention award. The shares shall Vest in accordance with the following schedule: (i) 5,000 shares will vest on the first anniversary date of the Date of Grant, (ii) 5,000 shares will vest on the second anniversary date of the Date of Grant, (iii) 10,000 shares will vest on the third anniversary date of the Date of Grant, (iv) 20,000 shares will vest on the fourth anniversary date of the Date of Grant, and (v) 20,000 shares will vest on the fifth anniversary date of the Date of Grant. /s/ Steven A. Reeves 2009-02-19 -----END PRIVACY-ENHANCED MESSAGE-----