-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GZWXZXMWGYYCI3InygoFKI7Gfxz+q+HsQbm7CVNdCfwf3uO/FtH7aNdCnAe08Oet qt7rSectg/3OZFriLI8esg== 0001144204-09-009756.txt : 20090218 0001144204-09-009756.hdr.sgml : 20090218 20090218202007 ACCESSION NUMBER: 0001144204-09-009756 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090216 FILED AS OF DATE: 20090218 DATE AS OF CHANGE: 20090218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUMAS JERRY D SR CENTRAL INDEX KEY: 0001118049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 09619913 BUSINESS ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES INC STREET 2: 7030 EMPIRE CENTRAL CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 713-726-5369 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 form420922_021809201946-.xml X0303 4 2009-02-16 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001118049 DUMAS JERRY D SR 2930 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX US 77043 0 1 0 0 CEO and Chairman Common Stock 504376 D Restricted Stock Award 2009-02-16 4 A 0 107572 0 A 611948 D Common Stock 18096 I Saxton River Corporation Common Stock 26000 I Dora Tes Basileas Foundation Stock Option 9.4 2005-09-21 2014-09-20 Common 130279 130279 D Stock Option 2.215 2005-12-10 2014-12-09 Common 66940 197219 D Stock Option 13.805 2008-03-13 2013-03-12 Common 54348 251567 D Stock Option 22.37 2008-05-18 2013-05-17 Common 66600 318167 D Stock Option 22.75 2009-03-28 2014-03-27 Common 27776 345943 D Stock Option 2.51 2009-02-16 4 A 0 200000 2.51 A 2010-02-16 2015-02-15 Common 200000 545943 D The stock award in Table 1 is vested 25% each year on anniversary date s/s Jerry D. Dumas, Sr. 2009-02-18 -----END PRIVACY-ENHANCED MESSAGE-----