-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ajo5qU85KlvA1B0n+Uw0kSfvvIsakNwhxvZS5SmFXrSKje/Mj1UQDh5/prKTijRb HkmFyTxo9ah3aGjt4yiv3A== 0001144204-09-009755.txt : 20090218 0001144204-09-009755.hdr.sgml : 20090218 20090218201843 ACCESSION NUMBER: 0001144204-09-009755 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090216 FILED AS OF DATE: 20090218 DATE AS OF CHANGE: 20090218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIEGLER WILLIAM R CENTRAL INDEX KEY: 0001008024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 09619909 BUSINESS ADDRESS: STREET 1: C/O PRSON & BROWN STREET 2: 666 THIRD AVE 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 713-726-5369 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON, STATE: NY ZIP: 77043 4 1 form420921_021809201823-.xml X0303 4 2009-02-16 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001008024 ZIEGLER WILLIAM R 2930 W. SAM HOUSTON PKWY. N HOUSTON TX US 77043 1 0 0 0 Common Stock 434156 D Restricted Stock Award 2009-02-16 4 A 0 14344 0 A 448500 D Stock Option 0.3 2003-05-22 2013-05-21 Common 100000 100000 D Stock Option 2.3 2004-12-23 2014-12-22 Common 49332 149332 D Stock Option 9.4 2005-12-22 2015-12-21 Common 20000 169332 D Stock Option 22.37 2008-05-18 2013-05-17 Common 7800 177132 D Stock Option 22.75 2009-03-28 2014-03-27 Common 4628 181760 D Stock Option 2.51 2009-02-16 4 A 0 26668 2.51 A 2010-02-16 2015-02-15 Common 26668 208428 D The stock award in Table 1 is vested 25% each year on anniversary date. s/s William R. Ziegler 2009-02-18 -----END PRIVACY-ENHANCED MESSAGE-----