-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WYw4F6m1TRfvQOVHyGqGLNYW2LHMYJDH3oSGr+fY010871MBY/yN1KGWisdliYoZ zw5Hx4u/WZZgyYXJ+P+Tdg== 0001144204-09-008863.txt : 20090217 0001144204-09-008863.hdr.sgml : 20090216 20090217151300 ACCESSION NUMBER: 0001144204-09-008863 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUMAS JERRY D SR CENTRAL INDEX KEY: 0001118049 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 09611781 BUSINESS ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES INC STREET 2: 7030 EMPIRE CENTRAL CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 713-726-5369 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 5 1 v140472_ex.xml X0303 5 2008-12-31 0 0 1 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001118049 DUMAS JERRY D SR 2930 W. SAM HOUSTON PARKWAY N., STE. 300 HOUSTON TX 77043 1 1 0 0 CEO & Chairman Common Stock 2006-12-21 5 G 0 2000 0 D 18096 I Saxton River Corporation Common Stock 2007-10-17 5 G 0 1000 0 D 18096 I Saxton River Corporation Common Stock 2007-08-10 4 S 0 8000 32.75 D 504376 D This transaction was not previously reported on a Form 5. As a result of typographical and mathematical errors in prior filings on Forms 3,4 and/or 5, the total amount of securities indirectly owned beneficially by the reporting person was misstated in certain prior filings. Upon the filing of this Form 5, all prior transactions have been reported and the number of shares indirectly owned beneficially by the reporting person are correctly stated in this Form 5. At the end of the Issuer's fiscal year, the reporting person had total indirect ownership of 44,096 shares, consisting of 18,096 held by Saxton River Corporation and 26,000 held by Dora Tes Basileas Foundation. This transaction was not previously reported on a Form 4. As a result of typographical and mathematical errors in prior filings on Forms 3,4 and/or 5, the total amount of securities directly owned beneficially by the reporting person was misstated in certain prior filings. Upon the filing of this Form 5, all prior transactions have been reported and the number of shares directly owned beneficially by the reporting person are correctly stated in this Form 5. See following entry. /s/ Jerry D. Dumas, Sr. 2009-02-17 -----END PRIVACY-ENHANCED MESSAGE-----