-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qhuo/qoJsrWujV25KT/ZQcVrTdS7om/fbRL9+hKsD38fKUaZa77G5CiSE9zeVdOb N8DgrQv51Mmd5HL3ia3axQ== 0001144204-08-066268.txt : 20081121 0001144204-08-066268.hdr.sgml : 20081121 20081121173949 ACCESSION NUMBER: 0001144204-08-066268 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081121 FILED AS OF DATE: 20081121 DATE AS OF CHANGE: 20081121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIEGLER WILLIAM R CENTRAL INDEX KEY: 0001008024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 081208631 BUSINESS ADDRESS: STREET 1: C/O PRSON & BROWN STREET 2: 666 THIRD AVE 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125519860 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 4 1 form418556_112108173938-.xml X0303 4 2008-11-21 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001008024 ZIEGLER WILLIAM R 230 PARK AVENUE 11TH FLOOR NEW YORK NY US 10169 1 0 0 0 Common Stock 2008-11-21 4 A 0 2800 1.79 A 384256 D Common Stock 2008-11-21 4 A 0 600 1.8 A 384856 D Common Stock 2008-11-21 4 A 0 5200 1.81 A 390056 D Common Stock 2008-11-21 4 A 0 8100 1.82 A 398156 D Common Stock 2008-11-21 4 A 0 100 1.88 A 398256 D Common Stock 2008-11-21 4 A 0 1200 1.89 A 399456 D Common Stock 2008-11-21 4 A 0 3600 1.9 A 403056 D Common Stock 2008-11-21 4 A 0 1200 1.91 A 404256 D Common Stock 2008-11-21 4 A 0 27200 1.92 A 431456 D Common Stock 2008-11-21 4 A 0 2700 1.93 A 434156 D Stock Option 0.3 2003-05-22 2013-05-21 Common 100000 100000 D Stock Option 2.3 2004-12-23 2014-12-22 Common 49332 149332 D Stock Option 9.4 2005-12-22 2015-12-21 Common 20000 169332 D Stock Option 22.37 2008-05-18 2013-05-17 Common 7800 177132 D Stock Option 22.75 2009-03-28 2014-03-27 Common 4628 181760 D /s/William R. Ziegler 2008-11-21 -----END PRIVACY-ENHANCED MESSAGE-----