-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C7/e20lG7YaHqn63I8JestqX8RT532skOgzHmmhCfPsuRV1tBBn/Q/2DbIaGNLHx sXq+0g/JLwgohxJa67Nphw== 0001144204-08-049406.txt : 20080822 0001144204-08-049406.hdr.sgml : 20080822 20080822133213 ACCESSION NUMBER: 0001144204-08-049406 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080821 FILED AS OF DATE: 20080822 DATE AS OF CHANGE: 20080822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUMAS JERRY D SR CENTRAL INDEX KEY: 0001118049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 081034160 BUSINESS ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES INC STREET 2: 7030 EMPIRE CENTRAL CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 6560 COPPAGE STREET 2: 6560 COPPAGE CITY: HOUSTON STATE: TX ZIP: 77007 4 1 form417331_082208132813-.xml X0303 4 2008-08-21 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001118049 DUMAS JERRY D SR 6560 COPPAGE HOUSTON TX US 77007 0 1 0 0 CEO and President Common Stock 2008-08-21 4 S 0 33000 17.02 D 651720 D Common Stock 47616 I Saxton River Corporation Stock Option 9.4 2005-09-21 2014-09-20 Common 130279 130279 D Stock Option 2.125 2005-12-10 2014-12-09 Common 66940 197219 D Stock Option 13.805 2008-03-13 2013-03-12 Common 54348 251567 D Stock Option 22.37 2008-05-18 2013-05-17 Common 66600 318167 D Stock Option 22.75 2009-03-28 2014-03-27 Common 27776 345943 D Price listed represents an average price of several transactions completed on that date. /s/ Jerry D. Dumas, Sr. 2008-08-22 -----END PRIVACY-ENHANCED MESSAGE-----