-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UQQchs5l6hHznMQGvywKrRjIGLQc/549AxVGfiLhvfTV6KipI3XUBER712CkoIPi MdN0ukjU+xV/J8K7E5tHxA== 0001144204-08-042030.txt : 20080725 0001144204-08-042030.hdr.sgml : 20080725 20080725212026 ACCESSION NUMBER: 0001144204-08-042030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080724 FILED AS OF DATE: 20080725 DATE AS OF CHANGE: 20080725 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUMAS JERRY D SR CENTRAL INDEX KEY: 0001118049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 08971835 BUSINESS ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES INC STREET 2: 7030 EMPIRE CENTRAL CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 6560 COPPAGE STREET 2: 6560 COPPAGE CITY: HOUSTON STATE: TX ZIP: 77007 4 1 form416835_072508212008-.xml X0303 4 2008-07-24 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001118049 DUMAS JERRY D SR 6560 COPPAGE HOUSTON TX US 77007 0 1 0 0 CEO and Chairman Common Stock 2008-07-24 4 F 0 9522 17.66 D 692320 D Common Stock 47616 I Saxton River Corp. Stock Option 9.4 2005-09-21 2014-09-20 Common 130279 130279 D Stock Option 2.125 2005-12-10 2014-12-09 Common 66940 197219 D Stock Option 13.805 2008-03-13 2013-03-12 Common 54348 251567 D Stock Option 22.37 2008-05-18 2013-05-17 Common 66600 318167 D Stock Option 22.75 2009-03-28 2012-03-27 Common 27776 345943 D Pursuant to the terms of the restricted stock grant, these shares were withheld by the issuer in order to satisfy the withholding tax obligation associated with the vesting of the restricted grant. /s/ Jerry D. Dumas, Sr 2008-07-25 -----END PRIVACY-ENHANCED MESSAGE-----